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Governance

Regulated, safeguarded, accountable.

Who regulates us, who holds your assets, and what to do if something goes wrong.

Regulatory status

Registered with the SEC

By the exercise of the powers conferred on the Securities and Exchange Commission (the Commission) by the Investments & Securities Act (ISA) 2025 and the Rules and Regulations made thereunder, the Commission has granted your company registration to perform the function of Fund/Portfolio Manager in the Capital Market with effect from September 22, 2026.
Company
1088 Capital Limited
CAC registration
RC 8414190
SEC registration number
[TBC: SEC registration number]

Safeguarding of assets

Who holds what

Safeguarding relies on separate roles, so that no single party controls client assets.

You

The investor

The fund

Managed by 1088 Capital

Custodian

[TBC: custodian name]

Trustee

[TBC: trustee name]

Money and assets Independent oversight

  • Custodian

    [TBC: custodian name]

    Holds fund assets in safekeeping, separate from the manager.

  • Trustee

    [TBC: trustee name]

    Acts for investors and oversees the manager's compliance with the trust deed.

  • Auditor

    [TBC: auditor name]

    Independently audits the fund's accounts.

Risk management

A framework, not a feeling

Risk is managed in layers, from limits set in advance to independent oversight.

  • Stress testing

    Portfolios are tested against adverse scenarios so we know where they are vulnerable before markets do.

  • Limits

    Concentration, counterparty and liquidity limits are set in advance and monitored.

  • Compliance function

    An independent compliance function monitors the firm's activities against regulation and policy.

Policies

Our policies

  • AML and CFT policy [TBC]

    Policy

    Not available yet

  • Conflicts of interest policy [TBC]

    Policy

    Not available yet

  • Privacy notice [TBC]

    Policy

    Not available yet

  • Whistleblowing policy [TBC]

    Policy

    Not available yet

Complaints procedure

If something has gone wrong

If something has gone wrong, we want to hear about it and put it right.

  1. 01

    Tell us

    Contact us by email or phone with the details of your complaint.

  2. 02

    We acknowledge it

    We confirm we have received your complaint and who is handling it.

  3. 03

    We investigate

    Someone independent of the issue reviews what happened.

  4. 04

    We respond

    We write to you with our findings and what we will do.

  5. 05

    Escalate if needed

    If you are not satisfied, you can take your complaint to the Securities and Exchange Commission.

We acknowledge within
[TBC: time to acknowledge a complaint]
We respond within
[TBC: time to respond to a complaint]
Escalation
[TBC: SEC Nigeria complaints contact details, as supplied by compliance]
Full complaints procedure